Plano, Texas — According to state and local development sources, Financial Industry Regulatory Authority (FINRA) plans to invest $4 Million to build out 23,827 square feet of new space in Plano. The company plans to occupy the new space at 5601 GRANITE PKWY, 14TH FLOOR in Plano, on or about September 1, 2026. According to the company website FINRAs mission is to protect investors and safeguard the integrity of our vibrant capital markets to ensure that everyone can invest with confidence. FINRA is a self-regulatory organization for member broker-dealers that is responsible under federal law for supervising our member firms. Since the 1930s, under the oversight of the Securities and Exchange Commission (SEC), we have pursued our mission. FINRA is a private not-for-profit membership organization that is responsible under federal law for supervising our member firms. FINRAs Board of Governors, our governing body, is comprised of industry governors and public governors, and our operations are funded by member fees, not taxpayer dollars. As a self-regulatory organization, or SRO, we are registered with the SEC and perform our work under the supervision of the SEC, but we are not part of the government. As a membership organization, FINRAs work is informed by our member firms, with 13 advisory committees that provide feedback on rule proposals, regulatory initiatives and industry issues. The SRO model for broker-dealers has a long history, developing in the United States over more than two centuries. This well-established model enriches our regulatory program while giving us the authority to carry out our mission. It enables FINRA to engage with the industry, investors, and other key stakeholders to quickly adapt our oversight to changing markets, as well as to develop tools and resources that enhance industry practices and aid investors. This engagement results in stronger, more informed regulation.

To learn more about Financial Industry Regulatory Authority (FINRA), visit http://www.finra.org/

Company Contact:
Robert Cook, President & Chief Executive Officer
301-590-6500

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